This policy is applicable to the criminal and sex offender history screening of all
prospective employees. Subcontractors, volunteers and interns may require a CORI and
SORI background check if experience involves working in a potentially unsupervised
context with children, the disabled, or the elderly.
Where Criminal Offender Record Information (CORI), Sex Offender Registry Information
(SORI), and other criminal history checks may be part of a general background check
for employment the following practices and procedures will be followed.
I. Conducting CORI Screening
Background checks will be conducted pursuant to Mass. General Laws, Chapter 6, Section
172, and consistent with guidelines promulgated by the Executive Office for Health
and Human Services, and/or the Commonwealth’s Department of Public Health. SORI checks
may be performed pursuant to Mass. General Laws, Chapter 6, Sections 178(J) & 178(K),
only after a CORI Acknowledgement Form has been completed.
If a new CORI check is to be made on a subject within a year of their signing of the
CORI Acknowledgement Form, the subject shall be given seventy-two (72) hours’ notice
that a new CORI check will be conducted.
II. Access to CORI
All CORI obtained from the DCJIS is confidential, and access to the information must
be limited to individuals with a “need to know”. This may include, but not limited
to, hiring managers, staff submitting the CORI requests, and staff charged with processing
job applications. ѻý must maintain and keep a current list
of individuals authorized to access, or view, CORI. This list must be updated every
six (6) months and is subject to inspection upon request by the DCJIS at any time.
III. CORI Training
An informed review of a criminal record requires training. Accordingly, all personnel
authorized to review or access CORI at ѻý will review and
will be thoroughly familiar with, the educational and relevant training materials
regarding CORI laws and regulations made available by the DCJIS.
Additionally, if ѻý is an agency required by MGL c. 6, s.
171A, to maintain a CORI Policy, all personnel authorized to conduct criminal history
background checks and/or to review CORI information will review, and will be thoroughly
familiar with, the educational and relevant training materials regarding CORI laws
and regulations made available by the DCJIS.
IV. Use of Criminal History in Background Screening
CORI used for employment purposes shall only be accessed for applicants who are otherwise
qualified for the position for which they have applied. Unless otherwise provided
by law, a criminal record will not automatically disqualify an applicant. Rather,
determinations of suitability based on background checks will be made consistent with
this policy and any applicable law or regulations.
V. Verifying a Subject's Identity
If a criminal record is received from the DCJIS, the information is to be closely
compared with the information on the CORI Acknowledgement Form and any other identifying
information provided by the applicant to ensure the record belongs to the applicant.
If the information in the CORI record provided does not exactly match the identification
information provided by the applicant, a determination is to be made by an individual
authorized to make such determinations based on a comparison of the CORI record and
documents provided by the applicant.
VI. Inquiring About Criminal History
In connection with any decision regarding employment, volunteer opportunities, housing,
or professional licensing, the subject shall be provided with a copy of the criminal
history record, whether obtained from the DCJIS or from any other source, prior to
questioning the subject about his or her criminal history. The source(s) of the criminal
history record is also to be disclosed to the subject.
VII. Determining Suitability
If a determination is made, based on the information as provided in section V of this
policy, that the criminal record belongs to the subject, and the subject does not
dispute the record’s accuracy, then the determination of suitability for the position
or license will be made.
Unless otherwise provided by law, factors considered in determining suitability may
include, but not be limited to, the following:
(a) Relevance of the record to the position sought;
(b) The nature of the work to be performed;
(c) Time since the conviction;
(d) Age of the candidate at the time of the offense;
(e) Seriousness and specific circumstances of the offense;
(f) The number of offenses;
(g) Whether the applicant has pending charges;
(h) Any relevant evidence of rehabilitation or lack thereof; and
(i) Any other relevant information, including information submitted by the candidate
or requested by the organization.
ѻý will notify the applicant of the decision and the basis
for it in a timely manner.
VIII. Adverse Decisions Based on CORI
If an authorized official is inclined to make an adverse decision based on the results
of a criminal history background check, the applicant will be notified immediately.
The subject shall be provided with a copy of the organization's CORI policy and a
copy of the criminal history. The source(s) of the criminal history will also be revealed.
The subject will then be provided with an opportunity to dispute the accuracy of the
CORI record. Subjects shall also be provided a copy of DCJIS’ Information Concerning the Process for Correcting a Criminal Record.
IX. Secondary Dissemination Logs
All CORI obtained from the DCJIS is confidential and can only be disseminated as authorized
by law and regulation. A central secondary dissemination log shall be used to record
any dissemination of CORI outside this organization, including dissemination at the
request of the subject.